Competancy Practices

To achieve the Defined Level, Maturity Level 3, the organization identifies and develops the knowledge, skills, and process abilities that constitute the workforce competencies required to perform its business activities. The organization develops a culture of professionalism based on well-understood workforce competencies. In achieving Maturity Level 3, the organization develops the capability to manage its workforce as a strategic asset.

The process areas at Maturity Level 3 are Competency Analysis, Workforce Planning, Competency Development, Career Development, Competency-Based Practices, Workgroup Development, and Participatory Culture. These seven process areas are briefly described in the following paragraphs. High-level relationships among these process areas are depicted below.

Competency Analysis
The purpose of Competency Analysis is to identify the knowledge, skills, and process abilities required to perform the organization’s business activities so that they may be developed and used as a basis for workforce practices. The organization maintains descriptions of knowledge, skills, and process abilities composing each workforce competency in a repository. These descriptions are periodically reassessed to ensure they remain current with the organization’s technologies and business activities. The work processes used by capable individuals in each workforce competency are defined and updated as necessary. Competency information regarding an individual’s capability in the workforce competencies relevant to their work or career is collected and maintained. From this competency information, resource profiles of the organization’s level of capability in each of its workforce competencies can be determined.

Workforce Planning
The purpose of Workforce Planning is to coordinate workforce activities with current and future business needs at both the organizational and unit levels. Workforce Planning ties the organization’s workforce activities directly to its business strategy and objectives. Through workforce planning, the organization identifies the workforce it needs for its current and future business activities and plans the actions to be taken to ensure the required workforce is available when needed. Strategic workforce plans provide those responsible for workforce activities in units with a reference for ensuring that they perform their responsibilities with an understanding of how the unit’s workforce activities contribute to the business.

Competency Development
The purpose of Competency Development is to constantly enhance the capability of the workforce to perform their assigned tasks and responsibilities. The workforce competencies identified in Competency Analysis and the needs identified in Workforce Planning provide the foundations for the organization’s competency development program. Graduated training and development opportunities are designed to support development in each of the organization’s workforce competencies. Individuals actively pursue competency development opportunities that support their individual development objectives. The organization uses the existing experience in its workforce as an asset for developing additional capability in each of its workforce competencies through practices such as mentoring. Mechanisms are established to support communication among the members of a competency community.

Career Development
The purpose of Career Development is to ensure that individuals are provided opportunities to develop workforce competencies that enable them to achieve career objectives. A personal development plan is created and periodically updated for each individual. Opportunities for training and other career-enhancing activities are made available. Progress against individual development plans is tracked. Graduated career opportunities and promotion criteria are defined to motivate growth in the organization’s workforce competencies. Promotion activities are performed on a periodic and event-driven basis. Individuals are periodically counseled about career options, and opportunities for advancement are communicated to them.

Competency-Based Practices
The purpose of Competency-Based Practices is to ensure that all workforce practices are based in part on developing the competencies of the workforce. The staffing, performance management, compensation, and related workforce practices established through performing the activities of process areas at the Managed Level need to be adjusted to support the organization’s focus on developing workforce competencies. Workforce activities that had focused primarily on unit concerns at the Managed Level are re-oriented by adjusting them to include concerns that are strategic to shaping the organization’s workforce and the workforce competencies needed in the workforce. As a result of incorporating an organizational orientation in the performance of workforce activities, the performance of activities should become more consistent across units.

Workgroup Development
The purpose of Workgroup Development is to organize work around competency-based process abilities. As used in the People CMM, a workgroup is a collection of people who work closely together on tasks that are highly interdependent to achieve shared objectives. Work and workgroups are designed to maximize the interdependency of tasks within the workgroup and to minimize dependencies with other workgroups. Workgroups tailor competency-based processes for use in planning and performing their business activities. Workgroups tailor the defined roles incorporated in the processes and assign them to workgroup members. Responsible individuals manage workgroup performance and track the status of work. When a workgroup’s business activities are complete, it is disbanded using an orderly process that preserves its assets, completes required workforce activities, and ensures appropriate work assignments for each of its departing members.

Participatory Culture
The purpose of a Participatory Culture is to ensure a flow of information within the organization, to incorporate the knowledge of individuals into decision-making processes, and to gain their support for commitments. Establishing a participatory culture lays the foundation for building high-performance workgroups. Establishing a participatory culture begins with providing individuals and workgroups with information about organizational and unit performance and how their performance contributes, in addition to information needed to perform their committed work. Individuals and workgroups use defined processes for making decisions and for resolving conflicts and disputes.